A non institutionally aligned AFSL and ACL - not required to meet production 'budgets' for any product manufacturer.
Professional Indemnity, and its associated Claims Excess, is managed by following prescribed processes or demonstrating own processes are appropriate, substantial and implemented.
PI is subject to annual review as a result of advisor claims experience
Industry experienced staff to assist with all aspects of the AFSL and the Practitioner’s place in it.
Flexible supportive AFSL
An alternative stream of Loans for SMEs
Adviser representation in the Investment Committee
First Mutual’s back office systems and processes maximise practitioner and practice FOFA compliance, while supporting Practitioners with administrative assistance in delivering the required value added financial services.
Key staff have decades of experience in payments to and support of Practitioners on a large scale.
Client processes that are successful and compliant.
Client Opt In arrangements
Fee Disclosure Statements (FDS) - ongoing service agreements
Continued use of current practice FP software
Commercial and Residential Loans, provided by First Mutual's associated ACL, available for:
Paraplanning of Financial Plans and Credit business, including
Experienced staff to assist with transition of AFSL arrangements to First Mutual.
A range of services to assist with the documentation, implementation, administration, record keeping and audit of self managed Super Funds.
Support and training for Practitioners to help them identify client opportunities under the ‘Firm of the Future’ program
Access to Property Advocacy and Direct Property services
First Mutual - Helping build Firms of the Future